Category Archives: Conferences

New Directions in Scholarly Communication

Open Access Week has started off with a very good webinar, led by Joe Kraus and with presentions by John Wilbanks, Heather Piwowak and Molly Keener. And in the spirit of OA, their presentations are available on Slideshare!

John Wilbanks
Heather Piwowak – Open research data: fun, important, and in need of librarians
Molly Keener – Scholarly Communication: A Changing Landscape

Very informative, very interesting … if you’re involved with scholarly publishing or academic copyright, definitely take a look at these presentations.

 

 

 

 

LLoPS Workshop Session: Mining SEC Documents

Session I: Mining SEC Documents

Elizabeth Osbourne

Authorized SEC Filing Agent

Morningstar Document Research

EMO EDGARizing Services

 

Most common types of SEC Documents

Contents of Documents

Frequency of Filing

Who Files

Q&A

 

Frequency:

10-K — Annual report

10-Q — Quarterly report

8-K — Unusual report issued between quarter – material disclosure/extraordinary event

 

Who files:

All public companies

A few privately-held companies with public debt will file

Companies preparing to go public (optional)

 

Common:

10K

10Q

8K

Def 14A – Proxy Filed Annually

S-1 – Registration Statement

Sch13D – Beneficial ownership

 

Contents in Docs:

* Annual report on 10K

Report comprehensive overview of the co. for the past year

AKA annual report

Audited and approved by the CEO, CFO and etc.

Filed once a year 40 days after year end

Financial statements (income statement & balance sheet) that show you how much money a co. made, its debt levels, and other important data

SEC & Sarbannes-Oxley have required plain-english, understandable, legible filings and data tables

(XBRL – gives financial statements as a clean table)

* Quarterly report on Form 10Q

Smaller version of the 10K; filed at the end of each business quarter; 3x a year 40 days after end of quarter; approved but not audited

*Interim current report on Form 8-K

Current report cos. must file with the SEC to announce major events that shareholders should know about.

Filed as many times as needed in between quarter & year-end reports

Co’s annual proxy statement

* Proxy statement in Form Def14-A

Contains info about corp. operations to ensure voters have the big picture

Includes a great deal of compensation detail, bios, etc.

Also called Schedule DEF-14A

Filed once a year prior to the annual shareholder’s meeting b/c that’s when directors are elected by shareholders

Shareholder proposals to reform executive compensation

* Beneficial ownership filed on Sch13D

Filed within 10 days of transaction

Must be submitted to the SEC within 10 days by anyone who acquires beneficial ownership of more than 5% of any class of publicly-traded securities in a public company. A filer must promptly update its Schedule 13D filing to reflect any material change in the facts disclosed, including, among other things, the acquisition or disposition of 1% of the securities that are the subject of the filing

* Registration Statement on Form S-1

Initial filings with the SEC – IPO status (i.e. going public)

1st time a private company sells shares to the public. Tells your basic facts about the firm that is about to go public, and you should read it carefully before you consider investing in those brand-new shares. Has loads of juicy info about a firm, from its financial situation to a description of the competitive challenges it is likely to face

S-1 may be used to generate leads.

 

Areas of interest:

Exhibits (i.e. extrinsic documents/attachments)

Summary Compensation Table

Management Discussion and Analysis (MD&A)

Risk Factors

Compensation Discussion & Analysis (CD&A)

Audit Committee Reports

Executive Compensation

Beneficial Ownership

Directors & Exec. Officers

Financial Statements

Financial footnotes

 

Other Resources for SEC Filings

Morningstar Document Research

Edgar Online

Westlaw Business

SEC.gov (EDGAR)

Securities Mosaic

Heading to San Diego

It’s been a long, long while since I’ve been to an ALA conference.  I’m dipping my toe back in by going to ALA Midwinter in San Diego.

Thing is — I don’t have any obligations there. I’m not on a single committee. So, since I have free time: what should I do at Midwinter?  What what I be sure to see/attend/crash? Who do I need to see for reconnections (or new ones)?

The Bright Future-Ready Future

The Special Libraries Association has opened a new portal of content, until the brand/topic/theme of Future Ready 365.  The site is open to contributions/participation by librarians:

Your contribution—250 words, a handful of images, even audio and video—will build a mosaic that offers this community actionable insights into the future of our profession and association.

How do you join in? It’s easy: Submit your post to futureready365@sla.org. Done. We’ll take care of the rest.

Soon, the registration for the 2011 conference will also be launching, also with the theme of being Future Ready.  The unbearably cheeky side of me thinks that on this second day of the new year, I’m still looking for a firm grip on the present. But here’s hoping that some really good and useful collaborations come out of these efforts …

Social Media and Privacy Presentation

Yesterday, at the joint CLA/CSLA conference in Sacramento, I gave a very, very early presentation on privacy and social media.

Way, way too early. Trust me.

I’m making the slides available as a PDF for now – hope to put up an HTML version once I get home. And I may add and take away some info to make it a short but useful guide on how to evaluate and navigate social media with an eye towards intellectual freedom issues.

Hope you find it informative and not too terribly boring. Feel free to leave comments/feedback on what you liked, what you didn’t, and what you’d like to find out more about in this area.

Privacy and Social Media – CLA/CSLA presentation, 11/13/2010

ED’s Closing Remarks at SLA 2010

I’ve just returned home from New Orleans and the Special Libraries Association 2010 Annual Conference. It was an informative and entertaining event, and I enjoyed meeting new people and getting re-acquainted with familiar friends and colleagues.

But SLA, like many other institutions, is going through serious challenges – financial shortfalls that are triggering a major organizational restructuring.  In her remarks in the closing session on Wednesday, SLA Executive Director Janice LaChance devoted her address to the challenges facing SLA in the near and long-term. I hadn’t expected to record any of the session, but I decided to try to capture her remarks in whole rather than tweet a summary.

Here are Janice’s remarks in the closing session regarding the state of SLA …

Feel free to pass along to fellow SLA members.

If you’d like to read a summary of the Closing General Session, Jill Hurst-Wahl has several posts about the conference at her blog, Digitization 101. If you see other blog posts that discuss the SLA 2010 closing session, or the general state of the association, please feel free to leave a link via a comment. Thanks!

Grassroots progressive conference on library education?

The NY Collective of Radical Reference is organizing a Library Education Forum on the state of LIS education.
What’s it all about?

This will not be a place to critique specific programs or faculty members. Instead, we hope to give voice to students and recent graduates who have only been able to participate in this general discussion as passive listeners. Be a part of shaping library education for the future. Give light to your own education, your search for work, skills you were glad to have learned and those you wish you had. Gain perspective on where LIS education is heading. Although professors and administrators will be invited to attend, the voice that will be heard will be yours—the student or recent graduate, with the hope that this will be an opportunity for those who are used to teaching to learn from us, the students.

Sounds like fun. It’s a bit far for a one-day conf., so I can’t commit to being there … but I find it generally intriguing.

ALA in NOLA

It’s official: ALA2006 will be in New Orleans:

AMERICAN LIBRARY ASSOCIATION TO HOLD 2006 ANNUAL CONFERENCE IN NEW
ORLEANS

(CHICAGO) The following statement has been issued by American Library Association (ALA) President Michael Gorman:
“I am pleased to announce that we are planning to hold our 2006 ALA Annual Conference in New Orleans.
“As you know, we have been following the situation in Louisiana very closely over the last two months, and have been receiving almost daily reports from local authorities on the damage and reconstruction efforts following Hurricane Katrina. Last week, a delegation from ALA traveled to New Orleans to assess the situation. The delegation found that downtown, the French Quarter, and the Garden District had largely escaped flooding, and that essential services have been fully restored in those areas. They found the conference center and conference hotels bustling with hundreds of workman repairing broken windows, installing new drywall and laying new carpeting. Restaurants are reopening on a daily basis, and plans are already underway for Mardi Gras in February.
“Our primary concern, of course, must always be the health and safety of our members. Both the Louisiana Department of Public Health and the Federal Environmental Protection Agency have found no cause for concern on the part of visitors to New Orleans. By law, all of the ALA conference hotels have conducted or will soon be conducting EPA air quality audits and all restaurants must meet strict inspection requirements prior to reopening. While much publicized, health advisories regarding mold have directed to those re-entering flooded houses.
“We realize that many sections of the city, and particularly the Ninth Ward, have suffered tragic damage, and that many New Orleans residents have lost their homes forever. If we truly care about the residents of New Orleans, however, the best thing that the association and its members can do is to go to New Orleans and lead the reconstruction by example. Our conference will help to provide the jobs and tax revenues needed if residents are to reestablish their lives and for the city to fully restore services, including library services. We speak often of how libraries build communities, and we now have chance to show the country and world that librarians build communities, too.
“I hope that you will join me in New Orleans. I am certain that we will have an extraordinarily productive and enjoyable conference, as we enjoy the welcome and celebrate the rebirth of a city we all love.
“More information on the reconstruction in New Orleans, as well as sources for further information on the health and safety issues discussed above, will follow.”

I’ll be pretty ambivalent for the obvious reasons for a while …

Things I Learned at the LITA Forum

(Caveat lector: I chose not to blog any sessions at LITA, mostly because I knew I couldn’t summon the level of concentration needed to do a good con-grunt. There are lots of good entries on the LITA Forum at the LITA blog, if you want the full flavor of the conference.)
Opening Session: Googlezon VI: Return of the Librarian
I’ll provide a quote from the beginning of Roy Tennant’s talk that may have some context later on: “Like some sort of grade B movie, we’ve stood idly by while Googlezon has kidnapped our patrons and ravaged our collection and building budgets. Are we going to let them get away with it? Of course not! Come hear about how librarians can still vanquish Googlezon and win back our rightful place as the guardians of the world’s knowledge and all that is good.”

Continue reading

Online conference on e/audiobooks

From Web4Lib:

“LET‚ÄôS GO LIBRARY EXPO” ONLINE CONFERENCES

On Thursday, July 28, 2005 the first of an ongoing series of online conferences about hot topics in librarianship and information technology will be held. The series is called “Let’s Go Library Expo” and the July 28 online conference will focus on “Books, eBooks, and Audiobooks.” The keynote speaker will be author Asra Nomani (Author of the new book Standing Alone in Mecca, one woman’s pilgrimage to reclaim the rightful role of women in Islam).
Participation in this inaugural conference is free of charge for conference attendees. All you need to participate is a computer with a sound card, speakers, and an Internet connection. If you want to speak using Voice-over-IP (in addition to text chat) you need a computer microphone.

For more information about “Let’s Go Library Expo: Books, eBooks, and Audiobooks,” the July 28 online conference, go here. This online conference is supported by the Mid-Illinois
Talking Book Center
, the North Suburban Library System near Chicago, and the Alliance Library System in central Illinois.

For additional information about the entire “Let’s Go Library Expo” series, click here.
“Let’s Go Library Expo” is a service of Planet Library, an emerging full-service online library that will provide a wide variety of content and services for library users worldwide.